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Episode 30: CTA, Part Deux
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A couple months ago, I did an episode discussing the Corporate Transparency and concluded that, while it’s annoying and kinda stinks, it’s not that big of a deal.
Well, we’re now a couple weeks into the reign of the CTA and I’m back to tell you….I was wrong (kinda).
Key Points From This Episode:
- Why CTA compliance might be annoying for your typical fund manager.
- Examples of the kinds of CTA amendments that might be necessary on an ongoing basis.
- Multiple analogies of questionable effectiveness.
Disclaimer:
This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/
Links Mentioned in Today’s Episode:
Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/
Cole-Frieman & Mallon LLP - https://colefrieman.com/
Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg
For any questions or comments, email: tow@colefrieman.com
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