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Exploit brokers is dedicated to tech and hacking news commentary, hacking tutorials, and cyber security topics. Exploit brokers brings the knowledge of hacking to you. We review data breaches, malware infections, Botnet events, and other notable hacking events to learn how to better defend against it by getting in the mind of hackers. #cybersecurity #hackingnews #cybersec #whitehat
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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day ...
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show series
 
🚨 Welcome to Exploit Brokers! 🚨 In this episode, we're diving deep into the hidden world of fake cell towers and the alarming rise of cyber scam slavery. 📡💔 Did you know that your cell phone might be connecting to a fake tower, putting your personal information at risk? We explore a recent case in London where criminals set up a fake cell tower to …
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FINRA's Financial Intelligence Unit acts as a nerve center for information on emerging threats impacting the financial industry with the aim of providing actionable intelligence to firms, other regulators and law-enforcement to keep investors safe. On this episode, Blake Snyder, senior director of FIU, joins us to share how the group has grown and …
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Financial social media influencers—or finfluencers—are growing in popularity as a cheap way to reach a new generation of investors. But using these individuals to promote a firm its products or services comes with risks, as revealed by the results of a recent targeted review of FINRA member firm practices in the space. On this episode, Ira Gluck, s…
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In late May, certain amendments to FINRA's margin rule, Rule 4210, went into effect to address a significant source of potential systemic risk and risk to FINRA member firms. The amendments introduced specific margin requirements related to covered agency transactions. On this episode, we talk to David Aman, senior advisor, and James Barry, directo…
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Protecting investors from harm is a top FINRA priority. And when it comes to specific individuals who may pose a risk, FINRA's High Risk Representative (HRR) Program is on the case. On this episode, Brooks Brown, Senior Director, and Eric Hebert and John Salerno, Investigative Directors, from the HRR unit join us to explain how they identify and mo…
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Every day, FINRA's Insider Trading Detection Program uses sophisticated technology and analytics to monitor 100% of trading in stocks, options and bonds for potentially suspicious activity around material news events, resulting in hundreds of referrals to the SEC and law enforcement every year. On this episode, we hear from Sam Draddy, a Senior Vic…
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Welcome back to another episode of Exploit Brokers with your host, Lauro! Today, we're diving deep into the darker uses of AI by criminals. From high-tech identity theft using AI-generated voices and images to unprecedented surges in digital crimes such as hacking and data breaches, we explore how these technologies are shaping modern criminal tact…
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Senior investor protection has long been a priority for FINRA, and the Vulnerable Adults and Seniors Team (VAST) is at the forefront of FINRA's efforts in this space. On this episode, we hear from Brooke Hickman, Director of the Vulnerable Adults and Seniors Investigative Team, Mike Paskin, a manager with VAST Investigations, and Liz Yoka, a manage…
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On May 28th, U.S. markets are moving to a one-day settlement cycle, familiarly known as T+1. This move, which returns the settlement time frame back to a point at which it last stood a century ago, will have wide ranging impacts for firms, investors and regulators. On this episode, we hear from James Barry, Director of Credit Regulation with FINRA'…
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These days, it's not a matter of if, but when, when it comes to cybersecurity incidents, which is why it's essential for all firms to ensure they're prepared for the inevitable. On this episode, we're catching up with Bryan Smith, the new senior vice president of FINRA’s Complex Investigations and Intelligence (CII) team and Brita Bayatmakou, vice …
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In this thrilling episode of our cybersecurity series, we dive deep into the shadowy world of cyber espionage waged by two Chinese Advanced Persistent Threat (APT) groups against the nations of the Association of Southeast Asian Nations (ASEAN). Discover the tactics employed by infamous threat actors like Mustang Panda in their sophisticated digita…
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U.S. financial markets today are not what they were ten years ago, five years ago, or even just a couple of years ago. Over the years, FINRA's Market Regulation and Transparency Services (MRTS) team successfully grew and evolved to meet the changing demands of the markets they oversaw. But recently, the group took time to ask, how would we build th…
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Dive into the dark world of cybercrime with our latest episode on Exploit Brokers, where we unravel the complexities of the Black Cat ransomware group and its fallout with Change Healthcare and UnitedHealth Group. Witness the intricacies of digital extortion, the inner workings of cybercriminal networks, and the colossal impact on the healthcare se…
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Generative Artificial Intelligence (AI) and large language models (LLM) are taking the world by storm, presenting numerous opportunities to create business efficiencies. While the new technologies offer many potential benefits to firms, regulators and investors, they also introduce unique risks. On this episode, we hear from Brad Ahrens, senior vic…
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In this gripping episode of Exploit Brokers, we dive deep into the shadows of cyberspace to uncover the resurgence of the notorious Black Cat ransomware group. Following their recent high-profile attack on UnitedHealth's technology unit, Optum, which disrupted prescription deliveries across the United States, Black Cat has declared war against the …
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In this explosive episode of Exploit Brokers, we delve into the groundbreaking takedown of LockBit, one of the most formidable names in the ransomware arena. With law enforcement agencies from the US, EU, and beyond joining forces, this rare international operation has sent shockwaves through the cybercrime world. From arrests in Ukraine and France…
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The FINRA Investor Education Foundation has released a new report, Investors of Color in the United States, examining the behavior and attitudes of investors of color based on data from the FINRA Foundation's National Financial Capability Study coupled with a series of focus groups conducted with young Black/African American, Hispanic/Latino and As…
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Welcome back to Exploit Brokers, where we delve deep into the world of cybersecurity, AI, and the digital battlegrounds of our time. In this episode, we're exploring a topic that sounds like it's straight out of a sci-fi movie, but is unfolding in real life: the integration of AI into military and cyber warfare by nation states. With an unprecedent…
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FINRA Enforcement works tirelessly on the front lines of investor protection, whether looking into cases of fraud or ways that bad actors try to manipulate the markets. This tremendous undertaking demands steadfast leadership. On this episode, we meet Bill St. Louis, the former head of FINRA’s National Cause and Financial Crimes Detection Program a…
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Dive into the eye-opening world of cybersecurity as we dissect the recent cyber attack and Hacking Havoc that has plunged Fulton County into turmoil. Witness the frightening resemblance between fictional cyber threats depicted in shows like Mr. Robot and the stark reality facing our digital infrastructures today. This episode of Exploit Brokers tak…
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🔒 Dive into the world of cybersecurity as we uncover the latest threats facing businesses in today's digital landscape. In this video, we dissect the Jason's Deli data breach, shedding light on the dangers of credential stuffing attacks. Discover how hackers exploit weak password habits and gain access to personal data, leaving thousands of custome…
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FINRA recently wrapped up a targeted review of the practices of certain member firms when it comes to communicating with retail investors regarding crypto products and services. On this episode, Ira Gluck, Senior Director, Advertising Regulation at FINRA, joins us to share the results of that crypto asset communications sweep that began in November…
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In this eye-opening episode of Exploit Brokers, we delve deep into the world of cybercrime, dissecting the sinister Phemedrone Stealer malware and its ability to pilfer your precious data. Join us as we explore the chilling reality that just one click on a seemingly harmless URL can lead to a catastrophic data breach. Discover the insidious tactics…
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In this gripping episode of Exploit Brokers, we delve deep into the intricate world of cryptocurrency and cybersecurity. Our journey begins with the astonishing SEC Twitter hack, where hackers manipulated the SEC's account to spread false information about Bitcoin ETF approvals. This led to a monumental $2,000 surge in Bitcoin prices, leaving the c…
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As a self-regulatory organization, information sharing is key to FINRA's pursuit of its mission of investor protection and market integrity, and no single resource is a better example of that than FINRA's Annual Regulatory Oversight Report. On this episode, Ornella Bergeron, Senior Vice President of Risk Monitoring, Omer Meisel, Executive Vice Pres…
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Welcome to another captivating episode of Exploit Brokers! In this installment, we delve deep into the ever-evolving world of cybercrime and digital security. Join us as we unravel two gripping stories that shed light on the precarious nature of our online existence. First up, we explore the dark corners of the internet where cybercriminals flood t…
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In this episode of Exploit Brokers, we delve into a recent online uproar surrounding T-Mobile and its alleged imposition of fines for text messages containing hate speech and other violations. We take a closer look at the image that sparked the controversy, which led many to fear that T-Mobile was turning into a "Big Brother" figure, constantly mon…
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Succession planning, catastrophe planning, contingency planning--whatever you want to call it, these plans are important not just for customers and registered representatives but can even be a matter of life or death when it comes to the continued existence of a firm. On this episode, we talk to Jeanette Wingler, FINRA’s Special Assistant to the CE…
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The small firm community, those firms with 150 or fewer registered financial professionals came together in October to discuss and engage on key areas of concern at the Small Firm Conference. On this episode, we go behind the scenes of this year's event to share with you the fireside chat between FINRA CEO Robert Cook and FINRA's Head of Member Rel…
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Forget ghosts and goblins, few things are as scary as household finances for U.S. adults. In a recent nationally representative survey, more than 1,000 adults shared what worries them most in their lives. The most common answer? Money. On this episode, we sit down with Gerri Walsh, the head of the FINRA Investor Education Foundation, to discuss the…
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American consumers and investors are losing billions of dollars each year to financial fraud. It's a devastating problem for which almost no one is completely immune. But the 2023 FINRA Foundation Ketchum Prize recipient has dedicated his life to understanding what makes someone susceptible to fraud—and pioneering ways to fight it. On this episode,…
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In this episode of Exploit Brokers, we delve into a chilling tale where artificial intelligence (AI) takes a dark turn, leading a young man down a perilous path of treason and an assassination plot against the Queen. The sinister liaison between man and machine unveils the unseen threats lurking in the digital shadows. Join Lauro as he dissects a r…
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🔍 In this episode of Exploit Brokers, we dive deep into the growing use of AI by government agencies like the CIA and IRS. Are we heading towards a world where AI is used in ways that could infringe upon our rights and privacy? Let's explore the concerns and implications. #AI #Privacy #GovernmentSurveillance #IRS #CIA #EthicalAI Join us as we disse…
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FINRA oversees a diverse set of broker-dealer firms that make up a vibrant securities industry. But there's one thing all broker-dealer firms have in common. Every registered firm at one time or another must engage with FINRA's Membership Application Program, or MAP. On this episode, Jante Turner, Senior Advisor and Head of Triage for FINRA's Membe…
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In a digital era where cybersecurity stands as the frontier's edge of organizational safety, even titans of industry find themselves under siege. The glittering giants of the gaming & hospitality industry, MGM and Caesars, have recently fallen prey to a formidable ransomware hacker group. We are seeing the opening of a new chapter in the narrative …
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Zero-Click iPhone Horror: Pegasus Spyware Attack Against Exiled Russian Journalist In today's episode we dive and explore the alarming cyberattack that targeted an exiled Russian journalist through a zero-click iPhone exploit, leading to the deployment of the notorious Pegasus spyware. This incident sheds light on the escalating cybersecurity threa…
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In this third and final episode in our series covering FINRA's ongoing crypto asset regulatory work, we hear from FINRA's Blockchain Lab, which serves as a central point within FINRA for the development of blockchain-related regulatory initiatives. Michael Oh, Senior Director of the Blockchain Lab, Brian Huerbsch, a Senior Blockchain Data Analyst, …
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We are unveiling the Threat: Chaes Malware's Attack on Banking and Financial Apps. We discuss the breadth of the attack and go over details as they were shared with "TheHackerNews". Join us as we help shed light on the increasing amount of malware and cyber attacks. #hackingnews #cybersecurity #malware #cyberattack #infosec #technews Source: https:…
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As the crypto asset space has grown, FINRA has evolved its oversight of the crypto asset activities of FINRA member firms and their associated persons. In this second episode of a three-part series covering FINRA's crypto asset-related regulatory work, we hear from Jamie Udinson, Senior Director of the Crypto Asset Investigations team, Taylor Etzel…
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Beware! Roblox developers are being tricked by imitation npm packages, and your security is at risk. This video is a warning to all Roblox developers, and it's essential that you take steps to protect yourself from this type of attack. Stay safe online and make sure to keep your passwords safe! Source: https://www.darkreading.com/vulnerabilities-th…
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In the Dark Side of Hacking, we take a look at how Russian Hackers have shifted their focus to attacking infrastructure rather than individuals after being identified and putting victims through panic. Google AI launches a new bug hunting strategy called Fuzzing, which uses a machine learning algorithm to search for flaws in software. Fuzzing is a …
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In 2022, FINRA developed an enterprise-wide strategy to ensure it is prepared for an evolving crypto asset regulatory landscape and created the Crypto Hub, the Blockchain Lab and the Crypto Asset Investigations Team. On this episode, the first in a three-part series, we sit down with Omer Meisel, Senior Vice President of the Complex Investigations …
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An efficient capital raising process fosters business expansion, job creation and economic growth. And FINRA's members play an important role in this vital piece of our capital markets. Currently, FINRA's soliciting comments on the impact FINRA's Rules have on the capital formation process, as it looks for ways to increase efficiency and reduce unn…
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Gen Z is now in the market and they're beginning to invest younger than any generation before them. A new study by the FINRA Foundation and CFA Institute has taken a deep dive into the attitudes and behaviors of this latest generation of investors, the oldest of which were just 25 at the time of the study. On this episode, Andres Vinelli, Chief Eco…
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In honor of Elder Abuse Awareness Month, we're taking a look at FINRA's important senior investor protection efforts, including a look at FINRA Rules 2165 and 4512, the first uniform National Senior Investor Protection Standards. On this episode, we hear from Associate General Counsel Alicia Goldin and Vice President and Associate General Counsel J…
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FINRA's Examination team carries out a core function of FINRA's business by examining every member firm at least every four years and as often as annually, depending on the risk profile of each individual firm. These exams ensure firms remain in compliance with FINRA rules and federal securities laws and regulations and are at the heart of FINRA's …
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Each year, FINRA hosts its Annual Conference in Washington, D.C. It is an event packed full of panels with information on all the latest compliance trends and emerging regulatory issues, with a number of networking opportunities spread across the three-day event. On this episode, we're taking you behind the scenes of this year's Annual Conference t…
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Litigation economics is not something they teach in most schools, but when it comes to unique or first of their kind enforcement matters, it's an important skill to have, whether it be in establishing sampling methodologies, the creation of a benchmark or development of restitution frameworks. On this episode, we hear from Chris Kelly, acting Head …
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In recent months, FINRA has published two Regulatory Notices regarding the fraudulent transfer of customer accounts using an automated system called ACATS. On this episode, we'll hear all about what goes into the creation of a Reg Notice and take a deep dive on this particular issue. Plus, we'll hear about some information that didn't make it into …
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