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FCPA Compliance Report
Daily
 
Tom Fox has practiced law in Houston for 30 years and now brings you the FCPA Compliance and Ethics Report. Learn the latest in anti-corruption and anti-bribery compliance and international transaction issues, as well as business solutions to compliance problems.
 
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FCPA TV
Monthly+
 
4 out of 5 dentists recommend this WordPress.com site
 
F
FCPA Compliance and Ethics Report
Daily
 
Tom Fox has practiced law in Houston for 30 years and now brings you the FCPA Compliance and Ethics Report. Learn the latest in anti-corruption and anti-bribery compliance and international transaction issues, as well as business solutions to compliance problems.
 
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TWIFCPAPodcast – MP3 of This Week in FCPA
 
This Week in FCPA--Audio Version
 
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MP3 of This Week in FCPA
Monthly+
 
This Week in FCPA--Audio Version
 
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Main Justice 001: Cost shifting in e-discovery
 
Cost-shifting allows the expensive burden of e-discovery to be shifted to the adversary requesting the discovery. But case law isn’t settled.
 
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I welcome you to a new series entitled Compliance Man Goes Global podcast of Compliance Report-International Edition. I am joined by Tim Khasanov-Batirov, a compliance practitioner who focuses on high risk markets for 17 years. In each podcast, we take two typical concepts or more-probably misconceptions from in-house compliance conventional wi ...…
 
If it is not clear already this month, innovation does not simply come from a technical or even service perspective but can improve your compliance program from a wide variety of perspectives. We have considered a variety of issues related to innovation. Now we consider how you think through a compliance related issue as an innovation. Every co ...…
 
I believe one of the most significant innovations in compliance will come through the incorporation of blockchain into compliance. I see great value propositions for the compliance function. Mike Volkov has noted, “The key to blockchain is creating a secure environment among multiple actors in which the actors can record events and transactions ...…
 
In this episode, I visit with Alex Tsigutkin, founder and CEO of AxiomSL and Varun Singhal – Senior Vice President Product Management, AxiomSL. AxiomSL a global leader in risk data management and regulatory reporting solutions for the financial industry, including banks, broker dealers, asset managers and insurance companies. Its unique enterpr ...…
 
In “Compliance and Continuous Improvement”, John Nocero discussed the concept of Kaizen or continuous improvement in compliance. He explained, “Loosely translated, Kaizen means change for the better. It has been utilized successfully by a variety of organizations in healthcare, psychotherapy, government and other industries to help develop long ...…
 
Duration: 14:01 Has the lawyering in the Russia investigation moved into its next act? National Law Journal Editor in Chief Beth Frerking and Washington business of law Katelyn Polantz discuss how lawyers on the offense, Twitter and the FCPA law all came into the spotlight in the Russia investigation last week. Plus: Katelyn’s exclusive intervi ...…
 
Third parties still present the highest risk around FCPA compliance. It is therefore critical that you use monitoring and auditing when it comes to continuous improvement for this high-risk area. Today I want to consider three aspects of a company’s audit program for its compliance function: the types and purpose of third-party audits, planning ...…
 
Today I visit with Timur Khasanov-Batirov. Tim is a compliance practitioner with focus at high-risk markets and author of practical guide “Integrity Corp. 50 Tips for Your Compliance Program in the Post-Soviet States”. Timur has worked in compliance, legal, consulting, and corporate governance roles in Russia, Uzbekistan, the United States, Kaz ...…
 
In this episode, I visit with Virginia Suveiu who counsels on legal risk management, regulatory compliance and public policy, as well as commercial and international law matters. She is a subject matter expert on risk and developed the Legal Risk Management Specialized Studies Certificate Program for UCI Extension, where she teaches for that pr ...…
 
In its Framework Volume, COSO said, “Information is necessary for the entity to carry out internal control responsibilities to support the achievement of its objectives. Management obtains or generates and uses relevant and quality information from both internal and external sources to support the functioning of other components of internal con ...…
 
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FCPA Compliance Report
 
We take things a different way in this episode as the commentators throw out five topics for consideration by the group. Last week we had topics from Jay and Matt; this week from Jonathan and Tom. Topics from Jonathan: The right to be forgotten in the EU; Big data and compliance-the EU regulators wrap anti-trust issues into data privacy; A wrap ...…
 
In this episode, Richard Lummis and I explore leadership lessons from Toussaint Louverture, who held the only successful slave revolt in the Western Hemisphere. Our remarks are based on the recent biography of him entitled, Toussaint Louverture by Phillipe Gerrard. While not an obvious character for study in a business leadership podcast, Louve ...…
 
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FCPA Compliance Report
 
Show Notes for Everything Compliance-Episode 14 Topics from Matt: Trump Administration & FCPA enforcement— we have two declinations now; maybe a compare-and-contrast, and speculation on what a tough Trump Admin enforcement WOULD look like; EU’s GDPR— Do EU regulators really know what they want to do with enforcement of this law; although if the ...…
 
Is a Board of Directors a compliance internal control? I think the clear answer is yes. In the FCPA Guidance, in the Ten Hallmarks of an Effective Compliance Program, there are two specific references to the obligations of a Board in a best practices compliance program. The first in Hallmark No. 1 states, “Within a business organization, compli ...…
 
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Fall Back Up with Jordi Morgan
 
SHOW NOTES: On this episode I’m delighted to sit down with the President of the Nova Scotia Community College (NSCC), Don Bureaux As President of NSCC, Don Bureaux serves as the chief executive officer for the operation of 13 campuses, with over 120 programs, and approximately 24,000 students and 2,000 staff. Don Bureaux has been president of N ...…
 
A gap analysis is a method of assessing the differences in performance between a business' internal controls to determine whether business requirements are being met and, if not, what steps should be taken to ensure they are met successfully. Moreover, it is a determination of the degree of conformance of your organization to the requirements o ...…
 
Today, I consider some ways in which a compliance professional can work to implement internal controls in a multi-national organization. The first step is to convert your company’s compliance risks into internal control objectives. The internal control objectives are then given to each business unit with instructions to develop controls, which ...…
 
Next, I will review how to use the risk assessment you have performed as a tool to provide a structured approach to establishing effective internal controls. After preparation of the risk assessment, the next step is to prioritize the listing of the risks and which locations they are common. This begins by mapping existing internal controls to ...…
 
In an article entitled, 12 Leadership Qualities of An Often-Overlooked President, Matt Myatt, writing in forbes.com online reviewed the leadership qualities of John Adams as laid out in David McCullough’s Pulitzer Prize winning biography, appropriately entitled John Adams. Adams presidency was glossed over with little more than a brief mention, ...…
 
Thursday June 29, 2017 Linde to Pay $11.2 Million Gets FCPA Non Prosecution Agreement
 
Tom Fox is the Compliance Evangelist™. He has practiced law in Houston for 34 years. He was most recently the General Counsel at Drilling Controls, Inc., a worldwide oilfield manufacturing and service company. He is now one of the country’s leading experts on compliance, risk management, and corporate governance. Tom is the author of the intern ...…
 
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