Best Charlie Van Derven Podcasts (2024)

1
Driving Success with Judd Allen 35:09

5M ago35:09

35:09

In this insightful episode of RIA Collective, host Charlie Van Derven engages in a captivating conversation with Judd Allen of Judd Allen Financial and the ICG Group. They delve into Judd's strategic transition from a broad financial advisory role to mastering a niche within the automotive sector. Reflecting on his initial uncertainties and the tra…

1
Blueprint for Independence with Justin Stevens 28:44

6M ago28:44

28:44

In this compelling episode of RA Collective, host Charlie Van Derven welcomes Justin Stevens, co-founder of O'Keefe Stevens Advisory, based in Rochester, New York. Justin shares his unconventional journey into the financial services sector, starting from a pivotal internship that steered him away from pre-med to finance, inspired by a family friend…

1
From Marketing to Finance with Sara Stanich 28:44

6M ago28:44

28:44

In this episode of RIA Collective, Charlie van der Ven welcomes Sara Stanich of Cultivating Wealth, based in Montauk, New York. Transitioning from a vibrant marketing career to founding her own RIA, Sara shares her journey through the early days of internet advertising, the .com crash, and eventually, the financial sector. Their conversation sheds …

1
Moving from Asset Centric to Client Centric in Finance: A Conversation with Tyson Ray 39:31

7M ago39:31

39:31

In this insightful episode of RIA Collective, host Charlie Van Derven engages in a thought-provoking conversation with guest Tyson Ray, the founding partner of Form Wealth Advisors. Urging a transition from a riches-focused mindset to a wealth-centered perspective, Tyson underscores the importance of nurturing total client relationships based on we…

1
Navigating Independent RIA Setups with Michael Rasmussen 27:20

10M ago27:20

27:20

In this episode of RIA Collective, host Charlie Van Derven invites Michael Rasmussen of United Atlantic Legal Services to share his expertise in aiding financial advisors in their transition to independent practices. Michael, with a background as a chief compliance officer and general counsel for various investment advisors, as well as experience a…

1
Niche Mastery in Finance with Emily Haberkern 21:46

10M ago21:46

21:46

In this episode of RIA Collective, host Charlie Van Derven sits down with Emily Haberkern of Evangelista & Associates to discuss the triumphs and trials of niche marketing within the financial advisory sector. Emily recounts her path to alignment with the firm's values and the unique approach to servicing university employees, emphasizing the impor…

1
Mastering Independence: Data Aggregation and Client Management with Sam Kingston 28:11

10M ago28:11

28:11

In this episode of RIA Collective, host Charlie Van Derven sits down with Sam Kingston from Arch, a SaaS platform serving family offices and RIAs, to discuss the transition of financial advisors from large firms to independent practices. They cover the challenges of data aggregation and investment management for affluent clients, the benefits of ea…

1
Mastering Client-Centric Financial Transitions with Anthony Mlachnik 19:49

10M ago19:49

19:49

In this episode of RIA Collective, host Charlie Van Derven sits down with financial expert Anthony Mlachnik in a reflective conversation about the complexities and nuances of navigating client-focused transitions in the financial industry. Anthony shares his professional journey, emphasizing the importance of a meticulously professional approach an…

1
Navigating Independence: The Evolving Landscape of Financial Advising with David Pappalardo 28:50

11M ago28:50

28:50

In this episode of RIA Collective, host Charlie Van Derven sits down with David Pappalardo of Segal Marco Advisors. Together, they dive deep into the world of financial advising and the ever-evolving trajectory towards independence. David sheds light on the dual-edged sword of independence: while it offers freedom, it also comes with significant re…

1
From Courtroom to Boardroom: Bridging Law and Business with Scott Matasar 28:56

11M ago28:56

28:56

In this episode of RIA Collective, host Charlie Van Derven is joined by Scott Matasar, a seasoned attorney with a unique perspective on the intersection of law and business. Dive into the intricacies of navigating legal complexities in the corporate world, the importance of understanding both the courtroom and the boardroom, and the strategies Scot…

1
Mastering the Move: Navigating the Transition to Independence with Brandon Fink 26:51

11M ago26:51

26:51

In this episode of RIA Collective, host Charlie Van Derven sits down with Brandon Fink from Claro Advisors to explore the challenges and triumphs of transitioning to an independent advisory firm. Dive into the significance of fostering strong client relationships, the value of consistent communication, and the role of trust in ensuring a smooth mov…

1
Charting New Waters: The Journey of Rebranding with Jorge Padilla 36:44

11M ago36:44

36:44

In this episode of RIA Collective, host Charlie Van Derven invites Jorge Padilla from Meira Wealth for a deep dive into the intricate process of rebranding in the world of financial services. Discover the motivations behind Meira Wealth's transformation, the emphasis on a team-centric approach, and the pivotal role of client feedback throughout the…

1
Gaming the System: Merging Finance with the Digital World of YouTubers & Streamers with Galen M Herbst de Cortina 42:40

12M ago42:40

42:40

In this episode of RIA Collective, host Charlie Van Derven welcomes Galen M Herbst de Cortina from "Buff Your Finances" for an enlightening chat on blending finance with the virtual world of gaming. Dive into how niche markets can be game-changers, the story behind the intriguing name, and why virtual finance resonates so well with YouTubers and st…

1
Bridging the Advice Gap: Erin Redmond's Innovative Approach to Inclusive Finance 24:35

12M ago24:35

24:35

In this episode of RIA Collective, host Charlie Van Derven converses with Erin Redmond of Ford Financial Group. Transitioning from a background in online media, Erin delves into her intriguing journey into the financial services realm. The duo discuss Ford Financial's rich history, their unique emphasis on client education, and the innovative subsc…

1
Building Your Ideal Practice with Bill Oakley 25:24

1y ago25:24

25:24

In this episode of RIA Collective, host Charlie Van Derven sits down with Bill Oakley from Family Wealth to dive deep into the technological advancements and innovations in the world of financial advising. They explore the ever-evolving fintech space, the importance of keeping up with the rapid pace of technological change, and how smaller firms ca…

1
Decoding Advisor Transition Deals: An Exclusive Insight with Charlie Van Derven & Mark Elzweig 29:56

1y ago29:56

29:56

In this episode of RIA Collective, host Charlie Van Derven invites Mark Elzweig, a seasoned recruiter, to discuss the intricacies of advisor deals. The world of advisor transition deals can often seem like deciphering a foreign language. What types of deals are really out there? Which one is the best fit for you? Join us for an enlightening convers…

1
The Future of Finance: Mario Payne's Blend of Tech, Philanthropy, and Stewardship 30:26

1y ago30:26

30:26

In this episode of RIA Collective, host Charlie Van Derven is joined by Mario Payne of Toames Financial, based in Jacksonville, Florida. Together, they dive into Mario's intriguing journey from Edward Jones to Raymond James, retaining an impressive 85% of his assets during this pivotal transition. Dive deep into the significance of estate planning,…

1
Marketing Your Way with John Bovard 30:56

1y ago30:56

30:56

In this episode, our Host, Charlie Van Derven, chats with John Bovard, the brains behind Incline Wealth Advisors. John shares his story of moving from a big firm to being an RIA. His story shows how becoming independent can bring new opportunities, especially in digital marketing. John's experiences and tips can help listeners who want to become in…

1
How Delegating Helps Your Clients with Urban Adams 26:17

1y ago26:17

26:17

Join us in this insightful episode with Urban Adams as he imparts practical advice on the role of delegation and the power of putting clients first. Uncover how delegating tasks can dramatically impact your efficiency, allowing you to focus on high-level activities that directly benefit your clients. Learn about Urban's unique approach to maintaini…

1
An Independent Mindset with Carmine Corino 33:45

1y ago33:45

33:45

In this episode of RIA Collective, host Charlie Van Derven sits down with Carmine Corino, the CEO of Cornerstone Planning Group (CPG), to discuss the journey to independence and the importance of building a culture of service and accountability. Carmine shares his passion for fiduciary responsibility and client-centric financial planning, highlight…

1
The Key to Market Influence with Evan Drury 29:07

1+ y ago29:07

29:07

Join our host Charlie Van Derven as he speaks with Evan Drury, a seasoned financial advisor, as he shares his valuable insights on the evolving landscape of the financial advisory industry and the role of content marketing in building meaningful client relationships. Gain practical knowledge and expert advice from Evan's journey as he discusses top…

1
Using Your Story to Help Others with Pamela Sams 25:50

1+ y ago25:50

25:50

By Charlie Van Derven

1
The Journey to Independence: Exploring the RIA Path with Peter Hughes 29:22

1+ y ago29:22

29:22

In this episode of RIA Collective, our host Charlie Van Derven is joined by Peter Hughes, founder of LexAurum Advisors. They discuss the advantages and challenges of transitioning from a broker-dealer to an RIA, the importance of the Golden Rule in building a successful advisory firm, and the factors to consider when joining an existing RIA or star…

1
The Clear Benefits of an RIA with Gary Chidsey 26:30

1+ y ago26:30

26:30

In this informative episode of RIA Collective, host Charlie Van Derven chats with Gary Chidsey from Laser Insurance and Financial Services in Medina, Ohio. They discuss Gary's unique journey from a captive financial firm to the independent RIA space with the support of Nationwide. Learn valuable insights and advice on managing a growing practice, r…

1
Charting a Unique Path to Independence with Mark Willis 24:49

1+ y ago24:49

24:49

In this episode of RIA Collective, our host, Charlie Van Derven, sits down with Mark Willis from Lake Growth Financial Services. They discuss Mark's unconventional journey in the financial industry, his passion for helping clients achieve financial freedom, and the power of having a clear and compelling message. Tune in to hear Mark's insights on t…

1
Unconventional Beginnings: Christie Powell's Inspiring Journey to RIA Success 33:44

1+ y ago33:44

33:44

In this episode of RIA Collective, we sit down with Christie Powell, founder of Falcon Financial of Oklahoma, who shares her unique and inspiring journey of starting a career in the financial industry at 50 years old. As a former dental hygienist, Christie's unconventional path to becoming an independent advisor highlights the importance of followi…

1
Enriching Lives Through Client-Focused Wealth Management with Heather Welsh 26:33

1+ y ago26:33

26:33

In this episode, Charlie sits down with Heather Welsh, VP of Weatlth Management at Sequoia Financial Group, to discuss the importance of client-focused wealth management and the value of planning and personalization in the industry. Heather shares her journey from advisor to wealth planner and how her firm's dedication to planning and team collabor…

1
The Independent Advantage with Rob Samson 25:13

1+ y ago25:13

25:13

In this podcast episode, Charlie Van Derven interviews Rob Samson from Stratos Wealth Partners, a Midwest-based firm that offers independent financial advisors the opportunity to have the support they need to build their business without having to go it alone. Rob shares his insight on the benefits of the independent side of the industry for adviso…

1
Find Work-Life Balance Through Independence with Derek Notman 36:58

1+ y ago36:58

36:58

Join host Charlie Van Derven as he chats with Derek Notman about life, work, and the pursuit of happiness in the financial industry. From surfing Lake Michigan to the importance of work-life balance, Charlie and Derek cover a lot of ground in this laid-back conversation. Derek shares his experience of going independent and how it has allowed him to…

1
Leading the Way in Values-Based Investing with George Gay 39:29

1+ y ago39:29

39:29

In this episode of RIA Collective, host Charlie Van Derven speaks with George Gay, the CEO of First Affirmative Financial Network, a pioneer in socially responsible and impact investing. George discusses his journey in the financial industry and how First Affirmative has evolved to become a leader in ESG investing. He also talks about the importanc…

1
Writing Your Own Success Story with Wade Slome 37:48

1+ y ago37:48

37:48

Join Charlie Van Derven as he sits down with Wade Slome, a highly successful independent financial advisor and author, to discuss his journey in building his firm, Sidoxia Capital Management. Wade shares his wisdom on navigating the industry and shares his tips on finding success as a financial advisor. Charlie and Wade discuss his books (he has wr…

1
The New Mechanics of Independence with Mark Elzweig 35:52

1+ y ago35:52

35:52

In this episode of RIA Collective, Mark Elzweig joins us to discuss the mechanics of making a successful transition to an independent advisor. He emphasizes the importance of due diligence and thoroughness in the process, as well as staying within guidelines and playing by the rules. Mark also highlights how the landscape of independence has shifte…

1
Retirement Planning and Beyond with Alan Ray 31:17

1+ y ago31:17

31:17

Join host Charlie Van Derven as he speaks with Alan Ray, a financial advisor with a wealth of experience in the industry. Working with senior and elderly clients, Alan has no doubt that his work significantly impacts his clients and their loved ones. Alan got his start teaching economic and financial planning at Franklin University and quickly move…

1
Navigating the Transition to Independence with Paul Saad 49:34

1+ y ago49:34

49:34

In this episode of RIA Collective, host Charlie Van Derven speaks with Paul Saad, founder of Collaboria Capital, about his journey to independence and the challenges he faced along the way. Paul discusses the importance of understanding the "why" behind the decision to go independent and the need to be true to oneself in the process. He also shares…

1
A CFP...with 2.8K Households? with Jude McDonough 38:50

1+ y ago38:50

38:50

In this episode of RIA Collective, host Charlie Van Derven is joined by financial advisor Jude McDonough to discuss the journey of transitioning from the banking world to the financial advising industry. Jude emphasizes the importance of putting the needs of your clients first, and how crucial it is to fully understand the households you are servin…

1
Staying True to Yourself with Cary Carbonaro 45:39

1+ y ago45:39

45:39

This week Charlie talks with Cary Carbonaro, Director of Women and Wealth at Advisors Capital Management. Cary has more than two decades of advising experience and has had a winding path within the world of finance. Cary spent many years in a captive environment before she made the move to RIA. However, that independence was lost when Goldman bough…

1
Help Clients, Not Companies with Juan Munoz 34:05

2y ago34:05

34:05

This week Charlie sits down with Juan Munoz CFP®, AIF®, Founder of Life Strategy Financial. Juan is a CFP focused on supporting his clients over anything else. Juan has worked in several different areas of the financial industry, but having the trust and confidence of his clients has always been the priority. After working several years in a tradit…

1
Who Comes With You with Stacey Hyde 55:12

2y ago55:12

55:12

In this episode, Charlie speaks with Stacey Hyde, Founder of Envision Financial Planning. She has moved through several areas of financial services from banking to insurance and, now, financial planning. Charlie and Stacey trace her journey through the various realms of financial services, how she proved her skills and leadership potential early in…

1
Lead with Your Values with Johann Klaassen 50:05

2y ago50:05

50:05

This week Charlie talks with Johann Klaassen, the CIO at Horizons SFS. Johann has had a unique journey to the role of RIA. He was originally in higher education at Washington University in St. Louis where he earned his Phd. in 1998. From there he entered the financial industry as an advisor and worked for nearly a decade in various captive advisor …

1
Being in the Client's Corner with Justin Long 51:34

2y ago51:34

51:34

In this episode, Charlie speaks with Justin Long CFP®, Founder of Diazo Wealth Group. Justin is much more than an advisor. In his own words, he is a bespoke financial concierge that truly goes above and beyond to support his clients in every aspect of their lives. Rather than just working with his clients on their investments or financial plans, Ju…

1
Following the Client's Lead with John Gehri 27:20

2y ago27:20

27:20

Today Charlie sits down with John Gehri, VP at Harvest Financial Advisors. They talk about John's journey through different areas of the financial industry, how he ended up with Harvest Financial, and how, with his help, clients can master their financial fortunes. John is a fiduciary that is painstaking in his efforts to leave no stone unturned on…

1
Building Trust as a Fiduciary with Marc Aarons 54:01

2y ago54:01

54:01

This week on RIA Collective, Charlie talks with Marc Aarons, the founder of Money Managers Inc. They discuss Marc's history in the automotive sales field, the struggles of that role, and how becoming an advisor and, later, a true fiduciary, has reduced his stress and given him an opportunity to truly support his clients every day. Marc Aarons Linke…

1
Generosity As a Business Model with Bob DePasquale 50:30

2y ago50:30

50:30

Today Charlie sits down with Bob DePasquale, founder of Initiate Impact, a firm that provides purpose-driven families with modern financial management in a transparent and unbias fashion. Charlie and Bob talk about his history in the broadcast industry, a mutual love of sports, and Bob's journey to becoming independent. His story has many twists an…

1
Creating a People-Focused Practice with McKenzie Frankel 27:25

2y ago27:25

27:25

This week Charlie sits down with McKenzie Frankel, a principal at Entrust Financial. McKenzie was called to be an investment advisor since she was in grade school. Always interested in money, McKenzie's interest grew into a true passion to help people make the right financial decision at every step and in every area. Charlie and McKenzie discuss he…

1
The Many Career Paths in Financial Services with Jeff Barnes 49:04

2y ago49:04

49:04

Jeff's career has had a number of unexpected twists and turns. He has worked in an independent space and as a captive advisor. He has built a book of business in wealth management and helped a lot of companies with their benefits packages. If you want to learn from those who have come before you, listen to this RIA Collective interview with Jeff Ba…

1
Time is Precious Be Intentional About How You Spend it with Rachael Burns 34:23

2y ago34:23

34:23

In this episode of RIA Collective, Rachael Burns shares the life-changing events that led her to leave a successful team at Ameriprise to start her RIA, True Worth Financial Planning. When we're young, we may not understand how precious our time is. For Rachael, family health issues made her take inventory of life and understand that starting her R…

1
Lessons from a Breakaway Attorney with Corey Kupfer 36:56

2y ago36:56

36:56

In this important episode of RIA Collective, Charlie interviews leading breakaway attorney Corey Kupfer. Corey offers his tips and insight to help you break away from the large firms with less friction and greater success. Charlie and Corey discuss authenticity, negotiations, and the key considerations as financial advisors stuck in a bad situation…

1
Your Success is Dependent on the Team You Build with Brian Carney 43:38

2y ago43:38

43:38

My interview with Brian Carney, Co-founder of RiversEdge Advisors, LLC was eye-opening for so many reasons. Brian has a great podcast called Happy Half Hour with an Entrepreneur where he shares the stories of prominent business owners with his listeners. He also reviews a beer on each episode. Want to know our favorite malted beverage? Tune in. Bri…

1
Can You Be a Captive Advisor and a Fiduciary with Sean Polly 35:22

2y ago35:22

35:22

Sean Polley has seen so much throughout his 20+ year career in financial services. Today's episode of RIA Collective focuses on the main drivers for Sean to break away from the banks and start Polley Wealth Management. Sean and Charlie pose the question, "can you be a captive advisor and a fiduciary?" With quotas, biased products and services, and …

1
Learn from the Experience of Others with Dennis Snoozy 50:58

2y ago50:58

50:58

In this episode of RIA Collective, Charlie is joined by Dennis Snoozy, Founder and President of SNP Financial Advisors. Throughout his almost 30-year career in financial services, Dennis Snoozy has worn a lot of hats. From Financial Advisor to Regional Manager, and now with his RIA, Dennis brings a variety of experiences that will benefit advisors …

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Charlie Van Derven Podcasts

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