What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & Compliance at NAVEX Global, a worldwide leader in integrated risk and compliance management software services. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance…

As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ's annual compliance survey as well as their anti-financial crime efforts.By Frazier & Deeter Podcasts

ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews Laura Wanlass, Senior Client Partner and the Global Corporate Governance & ESG Advisory Practice Leader at AON. Laura defines ESG and explains why it is important to companies.…

"Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the ERM function.By Frazier & Deeter Podcasts

As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A funding. With her experience in early-stage venture capital and technology startups, Christina…

As more states introduce new data privacy legislation, it is hard to keep up. Jodi Daniels from Red Clover Advisors returns to discuss recent updates and which states could have new legislation by the end of 2021.By Frazier & Deeter Podcasts

Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. On this episode of Culture of Compliance Sabrina Serafin interviews Skeet Spillane of Pillar Technology Partners about the magnitude of the problem and how to protect your business.By Frazier & Deeter Podcasts

Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability. Download Amii’s free Promotability Index®: http://bit.ly/promotelegal Read Amii's Fast Company article: …

The UK government recently issued a white paper aimed at restoring trust in audit and corporate governance. Pete Hine, Frazier & Deeter’s Lead Audit Partner in the UK, provides a perspective on the publication. In particular on ‘UK SoX’ and how Frazier & Deeter could help.By Frazier & Deeter Podcasts

The State Department recently fined Honeywell $13M for cybersecurity shortcomings. In this episode, FD's Sabrina Serafin interviews Scott Edwards, CEO and Founder of Summit 7, to discuss CMMC and what companies working with the US Department of Defense need to do to achieve compliance.By Frazier & Deeter

When there is a transition of power, changes can also be expected to the tax system. Frazier & Deeter international tax experts discuss these potential changes and how the different US tax structure could affect companies seeking to expand into the US. Speakers: Dave Kim | National Practice Leader, International Tax Mike Whitacre | Tax Partner…

What is digital transformation and how do you ensure your investment is successful? Ryan Lahm, co-founder of Arch & Tower, an FD company, discusses why digital transformation has become a trillion dollar topic, as well as why so many initiatives fail. Arch + Tower is a consulting team specializing in customer experience, employee experience and ope…

What's on the Biden Administration's priority list regarding Anti-Money Laundering? In our latest episode Sabrina Serafin and Jeff Horvath of DigiPli Inc. discuss how the treasury department is seeking to deal with topics like cryptocurrency.By Frazier & Deeter Podcasts

Keeping up with compliance can be difficult, especially for those who operate in highly regulated industries. Sabrina Serafin interviews Anil Karmel and Travis Howerton of C2 Labs, a company that aims to simplify and automate regulatory compliance. Read the Compliance Manifesto: https://www.c2labs.com/post/regops-has-arrived-lets-bring-devops-to-co…

With more and more U.S. states creating their own data privacy laws, it's been harder to keep track of the changes. Which states are introducing new laws? How does this affect businesses handling data? Jodi Daniels from Red Clover Advisors returns to discuss with Sabrina Serafin recent updates and what to look for in the coming months.…

What happens when your European home base is no longer in the European Union? This episode of Culture of Compliance looks at the tax compliance implications of Brexit. Sabrina Serafin interviews Malcolm Joy International Tax Partner with Frazier & Deeter and William Morrison Director with Essentia Global Services.…

Not all SOC providers are the same and a one size fits all approach could mean disaster. What questions should you ask? Sabrina Serafin and Shelby Nelson, SOC lecturer and Partner with Frazier & Deeter, dive into that topic in this episode. To learn more about SOC, listen to our previous podcast: SOC Reports – Advantages & What to Expect…

What could a change in administration and a shift in Senate majority mean for taxes? Frazier & Deeter tax experts LeighAnn Costley and Bryce Nations discuss potential tax changes by the Biden administration.By Frazier & Deeter Podcasts

As we enter 2021, it is time to reflect on everything that happened in 2020 and how it will affect HITRUST in the new year. Sabrina Serafin interviews two HITRUST experts, Michael Parisi and Andrew Hicks. They discuss how COVID-19 affected the HITRUST marketplace and how upcoming changes to the HITRUST assessment may affect companies and organizati…

With employees working remotely as the norm, many have opted to shift their work location to a place far from the office. This could have tax implications for both the employer and employee. Sabrina Serafin interviews Jonathan Clark and Kristin Popp, tax experts with Frazier & Deeter. Our experts explain what is global mobility and how to comply wi…

Is the "new normal" helping or hurting compliance? Sabrina Serafin interviews Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, about the impact of COVID-19 on teams and how to overcome common issues. About Amii Barnard-Bahn First Chief Compliance Officer at McKesson USPharmaceutical Fellow at the Harvard Institute of Coach…

Since the global pandemic, leading a team has never been tougher. Sabrina Serafin interviews David Taylor-Klaus, founder of DTK Coaching and author of Mindset Mondays with DTK: 52 Ways to REWIRE Your Thinking and Transform Your Life. David discusses how to lead a team and have a positive impact on culture in this extraordinary year.…

Data security has been a top concern of large organizations for many years, but over the last few years smaller companies have been more frequently attacked. These attacks have driven heightened interest from businesses of all sizes who want to understand what their vulnerabilities are. Sabrina Serafin interviews Derrick Rice about the importance o…

As a leader in the internal audit community for decades, Bill Mulcahy has advice culled from his many years leading internal audit and mentoring professionals. Mulcahy has been an IIA Atlanta Board Member since 2005 and he is the name sake of the William J Mulcahy Excellence Through Leadership Award. Mulcahy is Founding Chair of the Advisory Board …

Although accepting a contract these days is as simple as clicking “yes,” there are data privacy and legal implications when accepting a contract. In 2020, every company had to rapidly change how to do business, and contracts between vendors, clients and employees are no exception. Sabrina Serafin interviews Brian Powers, Founder of Pactsafe regardi…

Artificial intelligence and machine learning are getting a lot of attention in the board room, and they are becoming integral tools in today's culture of compliance. Sabrina Serafin interviews Christian Focacci, the Vice President of Offering Management with Steele Global. Christian discusses his experience with these tools and how they help drive …

For smaller companies looking to raise more capital during the pandemic, listing on the London Stock Exchange's Alternative Investment Market (AIM) may be a great solution. In this episode, we hear how Polarean Imaging raised $25 million on the AIM. Polarean Imaging is an American life sciences technology company which chose to go public on the AIM…

2020 has brought many challenges to internal audit, but data analytics could be a helpful tool. Sabrina Serafin interviews Bradley Carroll, Principal and leader of Frazier & Deeter's Financial Services Industry Group and Data Analytics team. Bradley discusses how data analytics could enhance the performance of internal audit teams especially in a r…

Although 2020 has proven to be an abnormal year, our tax experts want to remind individuals about some important tax and estate planning topics. Adelle Starr interviews Terri Lawson and LeighAnn Costley, both Tax Partners at Frazier & Deeter. In this podcast, they cover important tax and estate planning topics to consider every year as a well as so…

On July 1, 2020, the California Consumer Privacy Act (CCPA) became enforceable. Some companies are still wondering if they are affected by this data privacy law. Sabrina Serafin interviews Jodi Daniels, Founder & CEO of Red Clover Advisors. Jodi breaks down who is affected by this law and advice for those companies.…

Communication is a critical skill for any team, especially internal auditors seeking to do their jobs in a remote work environment. In this episode of Culture of Compliance, Sabrina Serafin interviews Danny Goldberg, the Founder of GoldSRD, who is a speaker and author regarding communication and internal audit. He will discuss the importance of com…

The CARES Act keeps evolving, and our experts are here to provide the latest update. If ever there was a topic that needs untangling, this is it! Programs discussed in this podcast include Main Street Lending Program, USDA CARES Act Program, and the current state of the Paycheck Protection Program. Speakers Bradley Carroll, Financial Services Pract…

The UK Government has released further guidance on how employers should prepare for changes to the UK Job Retention Scheme from 1 July 2020. In this podcast, Mike Whitacre interviews Jonathan Clark, a Tax Director in Frazier & Deeter’s London office, who discusses the new flexible furlough arrangement and how employers will need to calculate their …

This year has brought on unpredictable events which have disrupted everything, including audit procedures. With reduced resources and remote work, audit departments have to adapt. In this episode, Sabrina Serafin interviews Linh Truong of GoldSRD on how agile audit could allow audit teams to transform themselves.…

In April 2020, the Institute of Internal Auditors (IIA) sent out a survey asking internal auditors how COVID-19 impacted their work. Sabrina Serafin, Partner and National Practice Leader of Process, Risk & Governance (PRG) Practice, invites three experienced internal audit professionals to discuss the survey and the meaning of the results. Guests: …

Employee experience can directly affect your customer experience, resulting in lost profits. John Hightower, Co-founder and CEO of Arch + Tower, an FD company, explains how understanding your employees' needs is important to your company’s operational excellence. Arch + Tower is a consulting team specializing in customer experience, employee experi…

Understanding the tax implications of inter-company transactions is critically important for businesses. Mike Whitacre interviews Malcolm Joy, Frazier & Deeter’s Global Transfer Pricing Practice Leader, to get a better understanding of one of the most complex aspects of tax planning for multinational businesses. Learn more about Frazier & Deeter’s …

As leaders adapt to and anticipate emerging risks, evolving regulatory pressures and new accounting standards, Jason Sammons and Sabrina Serafin discuss current trends in Sarbanes-Oxley (SOX) compliance. Learn more: https://www.frazierdeeter.com/services/advisory/sarbanes-oxley-reporting/By Frazier & Deeter Podcasts

Customer experience is more than just an exchange of goods or services. John Hightower, Co-founder and CEO of Arch + Tower, an FD company, discusses how multi-faceted the customer experience can be and how a better experience can lead to increased profits. Arch + Tower is a consulting team specializing in customer experience, employee experience an…

Cybersecurity should be a consideration for both the buyer and the seller in the transaction process. Sabrina Serafin, FD Partner and National PRG Practice Leader, interviews Patrick Kelley, Chief Technology Officer of Critical Path Security. Patrick explains how companies can successfully navigate the data security assessment aspects of due dilige…

Did you know you may have cash hidden in unclaimed R&D tax credits? Mike Whitacre interviews Thomas Wells, leader in our UK R&D Tax Credit practice. Thomas Wells explains the benefits of R&D tax credits and which companies may qualify. Learn more: https://www.frazierdeeter.co.uk/By Frazier & Deeter Podcasts

How can a worker continue to focus on business growth when their largest concern is with COVID-19? Adelle Erdman interviews Chris Green, Partner at Arch + Tower, an FD Company, about applying Maslow's Hierarchy of Needs. Maslow's can guide organizations in times of uncertainty by better understanding the needs of their workers. Learn more: https://…

The US has passed COVID-19 legislation that may apply to UK business operating in the US. Pete Hine interviews Mike Whitacre, Tax Partner in Frazier & Deeter's International Practice, to give an update on the COVID-19 legislation. Learn More: https://www.frazierdeeter.com/coronavirus/ Recorded April 8th, 2020…

Continuing our discussion of COVID-19 relief for UK businesses, Mike Whitacre interviews Jonathan Clark, Director in Frazier & Deeter’s London office. Listen now for information on UK employee tax assistance and issues regarding global mobility. Frazier & Deeter UK: https://www.frazierdeeter.co.uk/ Frazier & Deeter US: https://www.frazierdeeter.com…

The London Stock Exchange’s Alternative Investment Market offers a source of capital that many US companies may find attractive. In this episode of Untangling the Technical, Sean Lager talks to Rachel Carroll, President and Managing Partner of Edison, a firm that connects public and private companies to diverse sources of investment and strategic c…

The UK Government has announced relief measures to help both individuals and business impacted by COVID-19. In this episode, Mike Whitacre interviews Jonathan Clark, a Tax Director in Frazier & Deeter’s London office. Listen now for an overview of the measures and steps you or your business can take now. Frazier & Deeter UK: https://www.frazierdeet…

In this episode, Sabrina Serafin interviews Matt Kunkel, CEO of LogicGate. They discuss the areas of risk a business can encounter and how it may be inefficient to manage them manually. Robotic Process Automation (RPA) helps change these manual tasks to automated ones. Listen now to learn how RPA helps organizations mitigate risks and how to get st…

Sabrina Serafin interviews Jodi Daniels of Red Clover Advisors. They discuss the unique data security challenges working from home may present to companies.

The definition of business resiliency has expanded to a digital frontier. Sabrina Serafin speaks with Eric Aslaksen of iVision, Inc. about this new era of business resiliency and steps you can take.