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Great Women in Compliance

Lisa Fine and Hemma Lomax

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For a long time, compliance was perceived as a part of the larger legal world. Today, compliance is its own profession—a place where people work tirelessly to make the world a better place, one where doing the right thing is the standard for everyone. There are a lot of amazing and inspirational women who have helped the compliance field develop into what it is today, and women are joining this field every day. They are leading the work on cutting-edge issues and breaking barriers for women. ...
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Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a great friend of GWIC, Nick Gallo, co-CEO at Ethico. Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a Great Gentlemen in Compliance, Nick Gallo, co-CEO at Ethico. Nick started his career in private equity, and when he and his br…
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Welcome to the Great Women in Compliance Podcast! In this episode, Lisa visits with Amy Mertz Brown, the SVP Chief Compliance and Privacy Officer at BECU. Amy started her career in the US government, where she was one of the first leaders at the Consumer Financial Protection Bureau and was formerly the Chief Compliance Officer at the US Securities …
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Welcome to the Great Women in Compliance Podcast. We are back and excited for the next set of podcasts. We kick off with a discussion between #teamgwic – Hemma Lomax, Ellen Hunt, Sarah Hadden and Lisa Fine to talk about the recent Compliance Week 2024 conference and the upcoming podcast episodes. Compliance Week started with the Women in Compliance…
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Welcome to the Great Women in Compliance Podcast. In this episode, we visit Christina Marshall, an experienced ethics and compliance leader with extensive experience working with US and foreign regulators. Her expertise is in fraud and corruption investigations, risk assessments, and operationalizing compliance in complex global organizations. She …
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Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with Alejandra Montenegro Almonte, who is a member at Miller & Chevalier and is the Chair of their International Practice and Practice Co-Lead, Workplace Culture. Prior to joining Miller & Chevalier, she was General Counsel for the North American and Latin American Divis…
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Welcome to the Great Women in Compliance Podcast. How can you make risk management more relevant? In this episode, Hemma Lomax visits with Rupert Evill, a seasoned expert in human-centered risk management, with a diverse background spanning over 50 countries and 30 sectors, and a strong academic foundation in business, international relations, and …
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Welcome to the Great Women in Compliance! In this episode, Lisa and Ellen have as guests Haydee Olinger and Avril Ussery Sisk to discuss the Board and Compliance. The Chief Ethics &Compliance Officer should be reporting regularly to the Board, but how do you know what the Board expects, especially if there are layers between you and the Board? In t…
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Welcome to the Great Women in Compliance podcast! In this episode, Lisa visits with Maria Doughty, who is a prominent figure in the realm of women in leadership and currently the president and CEO of the Chicago Network, which is the premier organization of Chicago’s most influential female leaders. Maria is an ambassador for the organization, its …
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Welcome to the Great Women in Compliance Podcast. How can we reimagine risk management? In this episode, Hemma Lomax visits Sabrina Segal, a seasoned third-sector integrity risk and compliance advisor with a legal background. Sabrina is currently in Rwanda as part of an international development and humanitarian assistance team. She hosts Tolerable…
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Welcome to the Great Women in Compliance Podcast. In this episode, Hemma Lomax visits with Gitanjali Sakhuja, a Fractional Chief Compliance and Ethics Officer based in Washington, D.C. In her current role, Gitanjali works with small to mid-cap companies and nonprofits in the strategic implementation and management of their ethics and compliance pro…
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Welcome to the Great Women in Compliance Podcast. In this #GWIC episode, Ellen Hunt and Sarah Hadden visit with Asha Palmer and Jason Meyer about their experiences with neurodiversity and neurodivergent workers. You can hear this episode on Corporate Compliance Insights or wherever you hear podcasts. https://lnkd.in/d9VGcfw We live in a neurodivers…
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Welcome to the Great Women in Compliance Podcast. In this episode, Lisa Fine visits with Bets Lillo about her experience on corporate Boards of Directors and how to utilize an ethics and compliance background to maximize your opportunities to serve on a Board of Directors. Bets is an engineer and corporate executive with a rich background in sales,…
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Welcome to the Great Women in Compliance Podcast. Today Lisa Fine and Ellen Hunt visited Marlene Olsavsky and Kim White. Kim White and Marlene Olsavsky are both seasoned professionals with extensive experience in the ethics, compliance, and business leadership fields. Kim, with over 20 years of experience in the ethics and compliance field, believe…
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Welcome to the Great Women in Compliance Podcast. Today Hemma visits with Hayley Tozeski on her career in compliance. Hayley Tozeski is a seasoned professional in strategic compliance and risk management in business conduct, with a rich background in big law and financial crime enforcement. Hayley’s perspective on the subject is that it is vital to…
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Welcome to the Great Women in Compliance Podcast. Today Lisa and Hemma visited with GWIC co-founder Mary Shirley about her move to the West Coast, her new role, and what she sees down the road for compliance in 2024 and beyond. Most recently, she wrote “Living Your Best Compliance Life: 65 Hacks & Cheat Codes to Level Up Your Ethics & Compliance Pr…
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Welcome to the Great Women in Compliance Podcast. Today Lisa Fine visits with Lisa Beth Lentini Walker on her career in compliance and how compliance career connections can help one’s journey in compliance. Lisa Beth Lentini Walker is a renowned figure in the ethics and compliance field, currently serving as the Associate General Counsel, Corporate…
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Welcome to the Great Women in Compliance Podcast. Today Hemma Lomax visits with Jessica Hayden, a graduate of Georgetown University Law Center and held senior compliance roles at 21st Century Fox, Disney, and Comcast Corporation. This past year she took a step back from corporate life to work on refugee assistance, writing, and moving her family (o…
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Come join us for a story or two and tap the shoulder of the storyteller in you. Sarah Hadden and Hemma Lomax were simply enchanted by a presentation by Michelle Beistle and Ashley Dubriwny on the art of story building at the SCCE Compliance and Ethics Institute in Chicago earlier this year and couldn’t wait to share this experience with the GWIC co…
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Audrey Harris, this week’s guest, shared a quote with us that is very meaningful to her. It is from Theodore Roosevelt, about “The Man in the Arena. Since this is #GWIC, we have expanded this to the women in the arena. That is the woman who is actually in the arena, not the critic or the person who waits to offer suggestions or say what can be done…
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As we move towards the end of 2023, and after the major conferences of the year, it seemed like a good time to reflect on the state of the profession. Gwen Hassan, Deputy Chief Compliance Officer at Unisys and host of the #HiddenTraffic podcast, and Kim Yapchai, member of the Board of Directors for DirectWomen and former Senior Vice President, Chie…
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Today's episode features Renee Rajkumar, a Risk and Compliance Manager at the University of Arts, London. Hemma was very excited to host her long-time friend and compliance mentor to talk about how compliance is the conscience of the organization. Renee shares tips on how to overcome negative perceptions of the compliance function, how to build tru…
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Welcome back to the Great Women in Compliance podcast. In today’s episode, we kick off our new roundtable format with two special guests joining Hemma and Lisa in discussing leveraging our connections to have an impact at scale in our work. As compliance professionals, we take on more and more and are often involved in complex and novel issues that…
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Welcome back to the Great Women in Compliance podcast. In today’s episode, Lisa talks with Lizette Arias, who went through this and is now thriving. Today, she is the Director of Ethics and Compliance at Conagra and was recognized as an Emerging Leader in this year’s Diversity MBA Top 100 Under 50. Providing a safe environment for people to raise c…
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Welcome back to the Great Women in Compliance podcast. Today's episode was recorded by the full GWIC 2.0 team, Lisa, Hemma, Ellen Hunt and Sarah Hadden during the Society for Corporate Compliance and Ethics conference (CEI) in Chicago. It was a fantastic event, and all four women valued the opportunity to connect with friends and meet some new peop…
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Hemma Lomax. GWIC is back to start the 2.0 era! We are very excited to be back, and to start out our new format and hear your views. One consistent thing about the GWIC community is how much you all accomplish and that happened with Lloydette. As you will hear, Lloydette h…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. It all started with a casual conversation between friends in October 2018 at an evening event in Las Vegas, and shortly thereafter, the Great Women in Compliance podcast was born, the first podcast on the Compliance Podcast Network that was not hosted by Tom Fox…
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Join Mary Shirley, co-founder of The Great Women and Compliance podcast, as she reflects on the difficulties of finding the perfect guest for the show without it becoming a paid infomercial in her latest hosted episode. She also shares some fun behind-the-scenes information and announces her departure from the show. But don't fret, because the rema…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. As part of the countdown to 200, Lisa and Mary have their last two episodes before the GWICies and the summer hiatus before GWIC 2.0. Today, we get to announce our new co-host, Lloydette Bai-Marrow, who was featured in Episode 110. She is the founding partner of…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today's Great Women in Compliance episode is a crossover one with LRN's Principled Podcast. Meredith Hunt, Ethics and Compliance Specialist at LRN, makes her podcast debut hosting, #GWIC Co-host, Mary Shirley. Change is hard; we fight to hold on, yet we fight to…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Over the past few years, it seems like fantasy sports and online gaming have a higher profile than ever, and they are part of a rapidly growing industry. Today's guest, Carolyn Renzin, is the Chief Legal and Compliance Officer at FanDuel, which is one of the lea…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today, however producer Tom Fox guest hosts Mary and Lisa. The Great Women in Compliance podcast is not quite at 200 episodes. However Lisa, Mary and Tom wanted to do special joint episode, looking back on the last 4.5 years of #GWIC. Tom leads this episode by p…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Most E&C professionals know that you can have the best practices and policies, but if they are not understood by your employees and teams, they cannot be effective. And some of us, like today's guest, Nicole Di Schino, help us with that next step in our training…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Elaine Pretorius is even more of an international citizen than Mary. She shares her fascinating journey to today where she is a leader at McKinsey & Company's Compliance function to the #GWIC audience. Elaine gives some sage advice to listeners about implementin…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. A few years ago, Lisa committed to doing one solo episode a year, and here is the 2023 episode. As she prepared (which is always a strange experience as it isn't for a conversation with someone else, but a soliloquy), this became a theme of "threes" - she talks …
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Mary has known of Vera Cherepanova for a long time due to her contributions on the FCPABlog but they only just met in person for the first time at the Society of Corporate Compliance and Ethics ECEI in Amsterdam at the conference in March 2023. Mary was delighte…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. A #GWIC can be lots of things - which is one of the best parts of this community. Today's guest is a true advocate and supporter of women while also being one of the architects of this profession and one of our best. It's Joe Murphy, who co-authored the first bo…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. The Great Women in Compliance podcast has covered speaking up from many angles over the last several years because it’s such an important and perennial topic that Compliance Officers need to keep thinking on to maximize effectiveness. This week’s unique speak up…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. In today's episode, the Great Women in Compliance podcast delves into training and learning with Maria D’Avanzo, who is the Chief Evangelist Officer for Traliant. Prior to joining Traliant, Maria was the Chief Ethics and Compliance Officer and Chief Privacy Offi…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. As Lisa and Mary return from seasonal break, they have some big news about the next chapter of the podcast. Join this episode to hear about Mary’s planned departure from Great Women in Compliance at the 200th episode milestone and the exciting plans that Lisa ha…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today’s guest on the Great Women in Compliance podcast is one of the groundbreaking women in the E&C field, Amii Barnard-Bahn. Amii is a former Fortune 50 executive, the founder and CEO of Barnard-Bahn Coaching and Consulting, and recently joined Kaplan and Walk…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. It’s fitting that for this International Women’s Day that we feature one of the brightest sparks in the Ethics and Compliance space, Krista Muszak. It can be difficult to change industries in Compliance. Some organizations look for exact industry experience and …
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. In today's episode, Lisa speaks with Tracy Saale, who is Conduct Risk Management, Managing Director and Corporate Responsibility Officer at Charles Schwab. This is her second career, and while we often hear from attorneys who have gone in-house, or were assigned…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. The Great Women in Compliance podcast’s guest for this week is Julie Bregnard, a Compliance professional who is relatively early into her career and going places fast. Mary interviews Julie with a special focus on the job search, as Julie has just moved into a n…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Have you ever wondered about corporate intelligence? What it means, how it is done, and how it relates to our work in ethics and compliance. In today's episode, Lisa speaks with Jen Hoar, who is a Managing Director at Forward Risk and Intelligence. Jen calls her…
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Welcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today’s episode on Trade Compliance, with Ellen Smith, is a celebration of male allyship. Ellen was nominated to be on the Great Women in Compliance podcast by Matt Silverman. It is always a joy for Lisa and Mary to see men supporting women and leveraging off th…
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If CEOs have Larry Fink's Annual Letter to CEOs, then Lisa has Ellen Hunt's "Hunt Report." Ellen is Principal Consultant Advisor at Spark Compliance and is well known as a mentor and advocate to many in the E&C community. Ellen has finished her first year as a "Sparkie," and will update us on how that is going and what she is seeing and learning th…
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Axiom is a company that outsources legal and compliance professionals to client companies to help them with temporary cover – essentially a placements of secondments. Kerry works with Axiom and Mary, who has always been curious about Axiom, took the opportunity to find out what this working arrangement is like. They journey to earlier on in Kerry’s…
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley and to the new GWIC year. Many of us, especially women, think about the importance of being nice and kind, but have you thought about the differences between those two concepts? And is it a problem to be nice at work? In this episode, Lisa speaks with Amy Schu…
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley and to the new GWIC year. Mary and Lisa are back, and looking forward to another season of interesting discussions with fabulous people where we can learn, talk and build our community. We are always looking to continue these discussions, so please reach out t…
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. One of the most critical aspects of the role of a Compliance Officer is establishing the reputation of the function as being one which is approachable and reliable. One of the colleagues Mary has admired the most in being successful in this respect, is Karina…
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