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NCLA Discusses House Financial Services Committee hearing on SEC Enforcement

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Manage episode 419287134 series 2879282
Content provided by 1360 KHNC and Administrative Static. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by 1360 KHNC and Administrative Static or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

A House Financial Services Committee recently held a hearing titled 'SEC Enforcement: Balancing Deterrence with Due Process.' The hearing focused on a number of issues that NCLA has been litigating, such as denial of due process rights through in-house adjudications, lack of jury trial rights, abusive processes in SEC investigations, use of disgorgement, the Gag rule, etc.

In this latest episode, Vec is joined by NCLA's Kara Rollins to discuss the hearing.

See omnystudio.com/listener for privacy information.

  continue reading

105 episodes

Artwork
iconShare
 
Manage episode 419287134 series 2879282
Content provided by 1360 KHNC and Administrative Static. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by 1360 KHNC and Administrative Static or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

A House Financial Services Committee recently held a hearing titled 'SEC Enforcement: Balancing Deterrence with Due Process.' The hearing focused on a number of issues that NCLA has been litigating, such as denial of due process rights through in-house adjudications, lack of jury trial rights, abusive processes in SEC investigations, use of disgorgement, the Gag rule, etc.

In this latest episode, Vec is joined by NCLA's Kara Rollins to discuss the hearing.

See omnystudio.com/listener for privacy information.

  continue reading

105 episodes

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