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Managing Broker-Dealer Relationships

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Manage episode 312357741 series 3233643
Content provided by Bond Investment Mentor LLC, Chris Nelson, and CFA. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Bond Investment Mentor LLC, Chris Nelson, and CFA or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Welcome to Bond Investment Mentor! This is a podcast dedicated to helping community financial institutions master the art of fixed-income investments.

In this episode:

  • Monthly prepayment report update (3:13)
  • Federal Reserve watch (5:14)
    • What’s the timeline for tapering and rates?
    • Potential changes to Fed Board of Governors
    • Voting member rotation at Federal Open Market Committee
  • Graduate School of Banking at Colorado programs (8:58)
  • Managing broker-dealer relationships (10:56)
    • How many brokers should you have?
    • Due diligence for new broker relationships
    • Broker Check report - download at BrokerCheck.finra.org
    • Managing existing broker relationships
  • New resource! Broker-dealer due diligence checklist (20:51)

If you have questions about anything covered in this episode, please email me at Chris @ BondInvestmentMentor.com.

Do you know someone who could benefit from this information? Please share this episode and podcast with them!

You will find more articles, tips, and resources about fixed-income investing and portfolio management at BondInvestmentMentor.com. Check it out!

Let’s Connect via Social Media!

  continue reading

44 episodes

Artwork
iconShare
 
Manage episode 312357741 series 3233643
Content provided by Bond Investment Mentor LLC, Chris Nelson, and CFA. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Bond Investment Mentor LLC, Chris Nelson, and CFA or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Welcome to Bond Investment Mentor! This is a podcast dedicated to helping community financial institutions master the art of fixed-income investments.

In this episode:

  • Monthly prepayment report update (3:13)
  • Federal Reserve watch (5:14)
    • What’s the timeline for tapering and rates?
    • Potential changes to Fed Board of Governors
    • Voting member rotation at Federal Open Market Committee
  • Graduate School of Banking at Colorado programs (8:58)
  • Managing broker-dealer relationships (10:56)
    • How many brokers should you have?
    • Due diligence for new broker relationships
    • Broker Check report - download at BrokerCheck.finra.org
    • Managing existing broker relationships
  • New resource! Broker-dealer due diligence checklist (20:51)

If you have questions about anything covered in this episode, please email me at Chris @ BondInvestmentMentor.com.

Do you know someone who could benefit from this information? Please share this episode and podcast with them!

You will find more articles, tips, and resources about fixed-income investing and portfolio management at BondInvestmentMentor.com. Check it out!

Let’s Connect via Social Media!

  continue reading

44 episodes

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