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Tim Hauser - Navigating the Maze of Fiduciary Standards
Manage episode 382866078 series 3450220
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Calling the latest iteration of the fiduciary rule “the third installment of a long running regulatory series,” American Retirement Association CEO Brian Graff went directly to the source, speaking with EBSA COO Tim Hauser about the Retirement Security Rule.
The two fiduciary regulation ‘veterans’ sit down for a (very) comprehensive discussion the primary reasons EBSA thought it necessary to update the regulatory definition of investment advice and the goals and objectives in doing so.
Chapters
1. Regulatory Definition of Investor Advice Update (00:00:00)
2. Fiduciary Rule and Differential Compensation (00:14:13)
3. Advisor Act vs Best Interest Regulation (00:22:33)
4. Regulations on Investment Recommendations and Education (00:35:25)
5. Retirement Plan Fiduciaries (00:47:18)
6. Regulation and Complexity of Annuities (00:58:11)
7. Legal Protections for Plan Sponsors' Advice (01:10:30)
18 episodes
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