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Episode 1: WHY SOME INVESTMENT ADVISORS ARE BARRED BY FINRA BUT OTHERS ARENT- OH WAIT, SNAP
Manage episode 304275105 series 2992875
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They are not Brokers. They are Investment Advisors. They are not dues paying members of FINRA's 501 (6) (c) dues collecting business league. They are..... CRIMINALS not made known to COPS.....
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