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EP #245: Kevin Rowe from the Compliance Network: Navigating Financial Regulations

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Manage episode 420825046 series 3463604
Content provided by Jeremy Wolf. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Jeremy Wolf or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Navigating the treacherous waters of financial regulatory compliance can be a nightmare for even the most seasoned professionals, which is why we brought in Kevin Rowe, a guru from the Compliance Network, to chart a course through the storm. As we sit down with Kevin, he recounts the tale of stock market regulations' evolution, offering a lifeline to investment advisors and broker-dealers who might otherwise be swallowed by the sea of rules. His own voyage from regulator to entrepreneur unfurls, revealing the tenacity needed to brave the currents of launching a business, and the fulfillment found in contributing to a secure market.
Strap in as I also take you on a detour through the chaotic yet rewarding life of parenting teens, where being a family chauffeur is just part of the daily hustle. It's a reminder to sometimes drop anchor and appreciate the simple pleasures—like our local parks and the art of unplugging. As we salute Kevin for his wisdom and wave goodbye, we set sail towards our next port of call, the Good Neighbor Podcast, where we spotlight the heart and soul of Cooper City’s community. Don’t forget to nominate your favorite local heroes who are the real treasures of our neighborhoods.
Call us: (754) 423-3253

Visit: https://www.compliance.network/

Like us: https://www.facebook.com/compliancenetwork/

Follow us: https://www.instagram.com/compliance.network/

  continue reading

Chapters

1. Compliance Network (00:00:00)

2. Challenges and Rewards of Entrepreneurship (00:08:54)

3. Good Neighbor Podcast Episode With Kevin (00:15:39)

207 episodes

Artwork
iconShare
 
Manage episode 420825046 series 3463604
Content provided by Jeremy Wolf. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Jeremy Wolf or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Navigating the treacherous waters of financial regulatory compliance can be a nightmare for even the most seasoned professionals, which is why we brought in Kevin Rowe, a guru from the Compliance Network, to chart a course through the storm. As we sit down with Kevin, he recounts the tale of stock market regulations' evolution, offering a lifeline to investment advisors and broker-dealers who might otherwise be swallowed by the sea of rules. His own voyage from regulator to entrepreneur unfurls, revealing the tenacity needed to brave the currents of launching a business, and the fulfillment found in contributing to a secure market.
Strap in as I also take you on a detour through the chaotic yet rewarding life of parenting teens, where being a family chauffeur is just part of the daily hustle. It's a reminder to sometimes drop anchor and appreciate the simple pleasures—like our local parks and the art of unplugging. As we salute Kevin for his wisdom and wave goodbye, we set sail towards our next port of call, the Good Neighbor Podcast, where we spotlight the heart and soul of Cooper City’s community. Don’t forget to nominate your favorite local heroes who are the real treasures of our neighborhoods.
Call us: (754) 423-3253

Visit: https://www.compliance.network/

Like us: https://www.facebook.com/compliancenetwork/

Follow us: https://www.instagram.com/compliance.network/

  continue reading

Chapters

1. Compliance Network (00:00:00)

2. Challenges and Rewards of Entrepreneurship (00:08:54)

3. Good Neighbor Podcast Episode With Kevin (00:15:39)

207 episodes

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