EP #245: Kevin Rowe from the Compliance Network: Navigating Financial Regulations
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Navigating the treacherous waters of financial regulatory compliance can be a nightmare for even the most seasoned professionals, which is why we brought in Kevin Rowe, a guru from the Compliance Network, to chart a course through the storm. As we sit down with Kevin, he recounts the tale of stock market regulations' evolution, offering a lifeline to investment advisors and broker-dealers who might otherwise be swallowed by the sea of rules. His own voyage from regulator to entrepreneur unfurls, revealing the tenacity needed to brave the currents of launching a business, and the fulfillment found in contributing to a secure market.
Strap in as I also take you on a detour through the chaotic yet rewarding life of parenting teens, where being a family chauffeur is just part of the daily hustle. It's a reminder to sometimes drop anchor and appreciate the simple pleasures—like our local parks and the art of unplugging. As we salute Kevin for his wisdom and wave goodbye, we set sail towards our next port of call, the Good Neighbor Podcast, where we spotlight the heart and soul of Cooper City’s community. Don’t forget to nominate your favorite local heroes who are the real treasures of our neighborhoods.
Call us: (754) 423-3253
Visit: https://www.compliance.network/
Chapters
1. Compliance Network (00:00:00)
2. Challenges and Rewards of Entrepreneurship (00:08:54)
3. Good Neighbor Podcast Episode With Kevin (00:15:39)
213 episodes