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The Short Seller Enrichment Commission: Alex Platt Discusses His Latest SEC Whistleblower Research

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Content provided by Practising Law Institute. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Practising Law Institute or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Alex Platt, an Associate Professor at the University of Kansas School of Law, joins the inSecurities podcast to discuss his latest research paper, which documents the involvement of activist short sellers in the SEC whistleblower bounty program. Professor Platt explains why this phenomenon may undermine the SEC’s goal of rooting out and deterring misconduct, and he proposes modest tweaks to the whistleblower rules to address the issue.

On the episode, Chris and Kurt also chat with Professor Platt about his past whistleblower research, including his papers “The Whistleblower Industrial Complex” and “Going Dark(er): The SEC Whistleblower Program’s Least Transparent Annual Report in Agency History.”

  continue reading

126 episodes

Artwork
iconShare
 
Manage episode 419851775 series 3237148
Content provided by Practising Law Institute. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Practising Law Institute or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Alex Platt, an Associate Professor at the University of Kansas School of Law, joins the inSecurities podcast to discuss his latest research paper, which documents the involvement of activist short sellers in the SEC whistleblower bounty program. Professor Platt explains why this phenomenon may undermine the SEC’s goal of rooting out and deterring misconduct, and he proposes modest tweaks to the whistleblower rules to address the issue.

On the episode, Chris and Kurt also chat with Professor Platt about his past whistleblower research, including his papers “The Whistleblower Industrial Complex” and “Going Dark(er): The SEC Whistleblower Program’s Least Transparent Annual Report in Agency History.”

  continue reading

126 episodes

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