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4 – How Surveillance Equips Financial Institutions to Maintain Compliance
Manage episode 303652996 series 2931713
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Even though compliance is not a new requirement for financial institutions, organizations still work daily to check the boxes and stay up to date. While innovation enabled new ways to monitor activity, it also complicated things, burying organizations in data. The sheer volume and velocity can distract from the nefarious activity organizations need to detect.
Fortunately, surveillance platforms can help these organizations gain value from all that’s flying around. Our KX colleagues Sam Stanton-Cook and Enda Gildea, who have each been working in surveillance for eight years, shared how gathering and analyzing trades, quotes, E-comms, and more can provide financial institutions with the visibility they need to avoid fines and reputation hits.
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