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Regulatory Minutes: Part 1

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Manage episode 408970376 series 2423702
Content provided by Kristin Leroux and Akin Gump. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Kristin Leroux and Akin Gump or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

In this special 3 part series of OnAir with Akin, Jason Daniel, an investment funds regulatory partner in the Dallas office and Barbara Niederkofler, an investment fund partner in the New York office, will discuss the recent regulatory changes, the proposals that are still out there, and how all this will impact your fund documents and your practices and procedures.

Part 1: This section provides an overview of the Adopted Rules, Proposed Rules, Recent Enforcement Actions, and approaching or recent Compliance Dates for Adopted Rules. It covers the regulatory updates that have been implemented and enforced in the recent past, giving readers a comprehensive understanding of the current regulatory landscape.

Among the topics covered:

  • Adopted Rules
  • Proposed Rules
  • Recent Enforcement Actions from Jan
  • Approaching or Recent Compliance Dates for Adopted Rules
  • Staff Guidance

To learn more, visit akingump.com.

  continue reading

76 episodes

Artwork
iconShare
 
Manage episode 408970376 series 2423702
Content provided by Kristin Leroux and Akin Gump. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Kristin Leroux and Akin Gump or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

In this special 3 part series of OnAir with Akin, Jason Daniel, an investment funds regulatory partner in the Dallas office and Barbara Niederkofler, an investment fund partner in the New York office, will discuss the recent regulatory changes, the proposals that are still out there, and how all this will impact your fund documents and your practices and procedures.

Part 1: This section provides an overview of the Adopted Rules, Proposed Rules, Recent Enforcement Actions, and approaching or recent Compliance Dates for Adopted Rules. It covers the regulatory updates that have been implemented and enforced in the recent past, giving readers a comprehensive understanding of the current regulatory landscape.

Among the topics covered:

  • Adopted Rules
  • Proposed Rules
  • Recent Enforcement Actions from Jan
  • Approaching or Recent Compliance Dates for Adopted Rules
  • Staff Guidance

To learn more, visit akingump.com.

  continue reading

76 episodes

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