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The SEC and FCA Annual Reports: Facts, Figures, Trends
Manage episode 302918821 series 2423702
In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.
Among the topics covered:
- Which is the more active regulator?
- COVID’s impact on investigations.
- Financial penalties in the U.S. and U.K..
- Areas of heightened regulatory concern.
To learn more, search for “financial regulatory” and “white collar” at akingump.com.
76 episodes
Manage episode 302918821 series 2423702
In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.
Among the topics covered:
- Which is the more active regulator?
- COVID’s impact on investigations.
- Financial penalties in the U.S. and U.K..
- Areas of heightened regulatory concern.
To learn more, search for “financial regulatory” and “white collar” at akingump.com.
76 episodes
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