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The SEC and FCA Annual Reports: Facts, Figures, Trends

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Manage episode 302918821 series 2423702
Content provided by Kristin Leroux and Akin Gump. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Kristin Leroux and Akin Gump or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID’s impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.

To learn more, search for “financial regulatory” and “white collar” at akingump.com.

  continue reading

76 episodes

Artwork
iconShare
 
Manage episode 302918821 series 2423702
Content provided by Kristin Leroux and Akin Gump. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Kristin Leroux and Akin Gump or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID’s impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.

To learn more, search for “financial regulatory” and “white collar” at akingump.com.

  continue reading

76 episodes

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