Episode 92: Understanding An Advisor’s ADV Part 2 Brochure To Evaluate How An Advisor May Work With You

Content provided by Wade Pfau & Alex Murguia, Wade Pfau, and Alex Murguia. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Wade Pfau & Alex Murguia, Wade Pfau, and Alex Murguia or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Retire With Style « »
Episode 92: Understanding an Advisor’s ADV Part 2 brochure to evaluate how an advisor may work with you - Part 1.

1y ago 48:35

MP3•Episode home

In today's episode, Alex and Ryan discuss McLean Asset Management's ADV Part 2. It is the SEC-mandated document that an advisor provides to prospects and existing clients at least once a year. The ADV Part 2 serves as your user manual for working with your advisor. We use McLean’s ADV to serve as a baseline for these episodes. In this episode, we discuss:

What constitutes material changes in an update note
How to evaluate the stated services and advisor will provide
The Fee and Compensation Model for the advisor

Links

To download McLean's ADV Part 2, click here: https://www.mcleanam.com/adv2a

You can reach our guest Ryan Walters by visiting: https://rialawyers.com/

Join the waitlist for our next round of the Retirement Income Challenge at risaprofile.com/podcast

If you are an individual consumer and would like to be directed to our sister firm McLean Asset Management you can get in touch at: https://www.mcleanam.com/start/

This episode is sponsored by McLean Asset Management. Visit https://www.mcleanam.com/roth/ to download McLean's free eBook, "Is a Roth Conversion Right For You?"

142 episodes

#Trading #Business #Podcasting Education #Wade Pfau & Alex Murguia #Alex Murguia #Wade Pfau