$26MM AUM | $287,000 GDC In Dallas, TX

Succession Link

PRACTICE FOR SALE: $26MM AUM | $287,000 GDC In Dallas, TX View this Listing: https://successionlink.com/advisors/20671/ Overview: We have been registered, either with the SEC or the Texas State Securities Board, since January, 1984. We have always been fee-only. Most of our current Clients are Individuals and Families, although we also manage Qualified Retirement Plans assets, all on a Balanced Fund, top-down basis. Subject only to limitations agreed to in our individual Client Contracts, all of our accounts are fully-discretionary. The Founder has both CFA and CFP certifications. He has a well-documented, excellent track record (using Advent Axys software) in Balanced Portfolio management since 1992. He also had the 5-year Top Performance Rank in the Indata Taxed Funds Balanced Portfolio category for the years 1987-91. Indata was a very well known, highly regarded firm at the time. When he was managing (with discretion) the Fixed Income investments for a Fortune 100 company Master Trust, he was recognized as having top performance by the Wilshire TUCS service. The founder specializes in Closed End Funds. We have international Clients. Our firm is expanding its set of comprehensive personal financial planning and consulting services, which will include associating with other firms or individuals and being compensated separately for planning and consulting services. We will also expand the set of investments that are available to our Clients. We will re-enter the 401(k) marketplace through a combination of self-directed portfolio management portfolios for individual Participants and pooled accounts (Partnerships or Trusts), which may include setting up and offering non-traditional, Balanced Closed End Funds. having distinctive degrees of risk.