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Episode 40: Florida Private Fund Exemption

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Manage episode 428420371 series 3415341
Content provided by Dave Rothschild. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Dave Rothschild or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Last summer, the Sunshine State passed into law a new private fund exemption for investment advisers operating in Florida. It went into effect on Oct 1 last year, and thus FL has belatedly joined the community of states taking a lighter regulatory stance toward private fund managers.

Key Points From This Episode:

  • Why this is great news for fund managers.
  • How Florida investment adviser rules worked previously.
  • Parameters of Florida’s private fund exemption.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com

  continue reading

43 episodes

Artwork
iconShare
 
Manage episode 428420371 series 3415341
Content provided by Dave Rothschild. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Dave Rothschild or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

Last summer, the Sunshine State passed into law a new private fund exemption for investment advisers operating in Florida. It went into effect on Oct 1 last year, and thus FL has belatedly joined the community of states taking a lighter regulatory stance toward private fund managers.

Key Points From This Episode:

  • Why this is great news for fund managers.
  • How Florida investment adviser rules worked previously.
  • Parameters of Florida’s private fund exemption.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com

  continue reading

43 episodes

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