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A Powerful True Story of Corruption Within a Financial Firm
Manage episode 424536492 series 2795427
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He is a former financial advisor with Morgan Stanley with an exemplary career in financial services, has completed his new book "CHECKMATE: The Morgan Stanley Whistleblower": a powerful true story that follows the author as he discovers Morgan Stanley's practice of selling unsecured surplus notes, and his crusade to protect the firm's clients while trying to right the wrongs Morgan Stanley committed. Author Dana de Windt's career in financial services initially began with EF Hutton in 1975. Along with developing an outstanding relationship with many clients, de Windt was asked to co-manage seven EF Hutton offices in South Florida. He became a respected industry arbitrator, presiding over many types of arbitrations for the Financial Industry Regulatory Authority. His book is a must read!
https://www.mswhistleblower.com/
http://www.yourlotandparcel.org
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