Greatest Hits - To Be an RIA, or Not to Be an RIA

Advisor Talk with Frank LaRosa

Content provided by Elite Consulting Partners. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Elite Consulting Partners or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.

4M ago 29:34

MP3•Episode home

Show highlights include:
*Common misconceptions advisors have about going independent.
*A breakdown of the complexities of becoming an RIA, including legal considerations, compliance tasks, and the financial investment required.
*An exploration of the spectrum of RIA models including the advantages and disadvantages of each.
*What advisors need to consider in order to know whether they truly want to become an RIA, or if they just want to affiliate with an existing RIA.
The expertise that Frank and Stacey share over the course of this week’s edition of Advisor Talk is immense. Walk away from this episode with the knowledge that you must carefully assess your business goals, strengths, and growth plans before deciding what kind of move to independence you truly want. Whether it's full independence or an affiliation model, the journey to RIA demands thoughtful consideration, ensuring a strategic and successful transition in the dynamic world of financial services.

201 episodes

#MBA #Entrepreneur #Business #Marketing #Elite Consulting Partners #Advisor Recruiting #Practice Management #Entrepeneurship #Wealthmanagement #Recruiting #Financial Planning #RIA #Asset Management #Financial Advisors #Financial Services #CFP® #Broker-dealer