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States Sue SEC Over Watered Down Broker-Dealer Rule
Manage episode 241884163 series 1504389
Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg’s June Grasso.
See omnystudio.com/listener for privacy information.
2135 episodes
Manage episode 241884163 series 1504389
Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg’s June Grasso.
See omnystudio.com/listener for privacy information.
2135 episodes
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