))
Episode 109: Red Card Episode 68: Navigating Compliance Delays
Manage episode 418617642 series 3460920
Content provided by Arminco Inc. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Arminco Inc or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://player.fm/legal.
Join host Artin Safarian as he sits down with the principal broker at Alexandrian Partners, Antonis Alexandris, to delve into a real-world scenario involving a significant delay in the distribution of rules and regulations to a mutual client. In this episode, they explore the impact of this delay, how it could have been prevented, and the steps taken to resolve the situation. Tune in for valuable insights and expert advice on navigating compliance challenges in the brokerage industry.
133 episodes
Share
